ancient-military-history
The Use of Shields in the Roman Civil Wars
Table of Contents
Introduction: The Unsung Hero of the Roman Civil Wars
The Roman Civil Wars, spanning from 49 BC to 31 BC, represent a period of unparalleled military innovation and brutality. While generals like Caesar, Pompey, and Octavian dominate historical accounts, the humble shield—the scutum—was the silent workhorse that shaped the outcomes of these conflicts. More than a simple defensive tool, shields dictated tactics, morale, and even logistics. This article explores the strategic use of shields by both Roman legionaries and their adversaries, revealing how this often-overlooked piece of equipment influenced the course of history.
The Evolution of the Roman Shield Before the Civil Wars
By the time of the late Republic, the Roman scutum had evolved from the earlier oval clipeus used by hoplite-style soldiers. The iconic rectangular scutum measured roughly 1.2 meters tall and 0.75 meters wide, curved to deflect blows and projectiles. Its construction—layered plywood covered in canvas and leather—made it both lightweight (around 10 kg) and durable. The central metal boss (umbo) was not only decorative but functional, used as a striking surface in close combat.
During the civil wars, shield designs underwent rapid modification. Legionaries from different factions—Caesarians, Pompeians, and later Triumvirs—often customized their shields with unit insignia or personal symbols. This variety is evident in archaeological finds from sites like the Battle of Thapsus (46 BC) and the siege of Perusia (41–40 BC).
The Scutum in Battle: More Than a Defensive Tool
The Testudo Formation Under Fire
The testudo (tortoise) formation, famously described by Plutarch and Cassius Dio, reached its peak of sophistication during the civil wars. Legions would lock shields overhead and on sides to create a near-impenetrable shell. At the Battle of Dyrrachium (48 BC), Caesar’s troops employed a modified testudo to advance against Pompey’s fortifications, absorbing a hail of javelins and arrows. However, the formation had vulnerabilities: once shields were locked, soldiers were unable to fight effectively, and sustained heavy losses if the formation broke. At Pharsalus (48 BC), Caesar’s cohorts used a looser shield-wall approach that allowed individual combat, proving more adaptable.
Close Combat and the "Shield Punch"
Roman training emphasized the shield bash—striking an opponent with the boss to unbalance them before a sword thrust. This technique was ruthlessly effective in the crowded melee of civil war battles. Legionaries were taught to raise shields high to protect the face and neck while delivering blows over the top. The sheer size of the scutum allowed soldiers to form a continuous wall, behind which they could rotate fresh troops to the front. At the Battle of Philippi (42 BC), the veterans of the Fifth Legion (later the Legio V Gallica) used their shields to create a "shield bridge" across a ditch, allowing an unexpected flank attack.
Shield Bearers and Casualty Rates
The role of the scutarius (shield-bearer) was specialized; some legionaries carried lighter shields on march and exchanged for heavier ones before battle. Casualty patterns show that wounds to the left arm and shoulder (shield side) were common, indicating the shield absorbed significant damage. In the aftermath of a battle, soldiers would scavenge enemy shields for replacement or repair—a practice noted in Caesar’s commentaries.
Shields as Tactical and Psychological Weapons
Unit Identity and Morale
Shields were painted with distinct colors and patterns identifying units. Pompey’s legions often displayed dark red or black shields with silver thunderbolts, while Caesar’s forces favored bright red and gold. Soldiers recognized friendly units from a distance, reducing friendly-fire incidents. The psychological impact of a well-organized shield wall advancing in unison was immense. At the Battle of Munda (45 BC), Caesar’s infantry intentionally clattered their shields against their greaves to create a terrifying noise, unnerving the Pompeian left wing. Livius.org provides a detailed analysis of testudo tactics that underscores this practice.
Deception and Signaling
Shields were also used for signaling. A raised shield could indicate a change in formation, while shields held low meant a defensive crouch. In one recorded incident during the Alexandrian War (47 BC), Caesar’s troops used mirrored shield surfaces to flash sunlight signals to allied ships. This clever adaptation highlights the tactical versatility of the scutum.
Shields of the Opposing Forces
Pompeian and Senatorial Legions
The Pompeian forces, seasoned veterans from the eastern campaigns, used shields almost identical to the Caesarians but with slight variations in curve and weight. Analysis of shield bosses from the battlefield of Pharsalus shows that Pompeian shields had a thicker iron rim, suggesting a focus on prolonged defensive stands. Their training emphasized static formations—a weakness exploited by Caesar’s mobile cohorts.
Barbarian Allies and Mercenaries
Both sides employed Gallic, Spanish, and Numidian mercenaries who used diverse shields. The Gauls favored the parma—a small round shield (about 60 cm diameter) made of wood with an iron rim. These were lighter and allowed for faster, more fluid combat. In the Battle of the Sambre (57 BC, but relevant to civil war tactics), Caesar used Gallic shields to form a quick barrier against ambushes. Later, at the Battle of Zela (47 BC), Pharnaces’ shield-less infantry (mostly club-wielding) were devastated by Roman formations, proving the shield's irreplaceable value.
Parthian and Egyptian Contingents
During the Alexandrian War, Egyptian soldiers used large oval shields of wicker and hide, effective against sandstorms but less durable in prolonged combat. Parthian cataphracts, encountered briefly by Mark Antony, used long rectangular shields (the thyreos) strapped to the arm, allowing two-handed use of lances. These shields were designed to deflect arrows, but were vulnerable to the Roman pilum at close range. World History Encyclopedia offers an overview of Roman shield types that contextualizes these differences.
Logistics and Manufacture of Shields During the Civil Wars
Supply Chains Under Duress
Producing tens of thousands of shields required vast resources. Wood (usually birch or poplar) was sourced from forests in Gaul and Illyricum; leather came from Italy and North Africa; iron for bosses from Spain. Civil war disrupted these supply lines. In 48 BC, Caesar’s army was forced to make shields from basketwork after losing baggage trains crossing the Adriatic. Such ad-hoc shields were mentioned by Appian and were only barely effective. By contrast, Pompey’s forces, with control of the sea, maintained standard equipment throughout the war.
Shield Workshops and Standardization
Large-scale shield production shifted to military workshops attached to legions. Artisans and soldiers collaborated to mass-produce shields with interchangeable parts. This allowed rapid replacement after major battles—after Pharsalus, Caesar ordered 5,000 new shields to be built within a week, a feat that required the labor of prisoners and local craftsmen. Decoration was often applied later, as unit morale-boosting measures.
Symbolism and Iconography on Shields
Divine Protection and Superstition
Roman soldiers painted shields with symbols of Mars, Jupiter, or their legion's patron deity. The aquila (eagle) was a common motif, often combined with lighting bolts or wreaths. These images were believed to invoke divine protection. Pompey’s personal guard used shields emblazoned with a star—symbolizing his supposed descent from the god Apollo. After his defeat, many of these shields were repurposed by Caesar’s veterans, who painted over the star with a victory laurel.
Enemy Shields as Trophies
Captured enemy shields were displayed in triumphs and dedications. The scutum of a defeated Gallic chieftain became a prized trophy. In the Temple of Saturn, Rome displayed hundreds of shields from the civil war battles—a stark reminder of Roman killing Roman. These trophies also served propaganda purposes, showing the might of the victor and the "barbarism" of the defeated.
Notable Battles Where Shields Decided the Outcome
Pharsalus (48 BC)
Caesar’s innovative use of a fourth line of infantry, with shields held sideways, allowed his men to outflank Pompey’s cavalry. The shield wall protected his men from the initial cavalry charge, and then advanced in a wedge formation—a tactic that relied on soldiers interlocking shields for stability. This maneuver, described by Caesar in De Bello Civili, is still studied by military theorists.
Philippi (42 BC)
The two battles at Philippi involved intense shield-to-shield combat. During the first battle, Octavian’s legions were pushed back but managed to form a defensive semicircle of shields around their commander. In the second, Mark Antony’s shield-bearers, using overlapped shields, created a "roof" to advance under missile fire—a tactic that preceded the testudo but was less rigid.
Actium (31 BC)
Naval battles introduced a different challenge. Marines carried lighter shields—the parma or clipeus—to maintain balance on ships. But the key shield tactic at Actium was the formation of a floating testudo: ships lashed together, with soldiers holding shields overhead to protect the deck from missiles. Agrippa’s fleet employed this to board Cleopatra’s ships. Ancient History Encyclopedia details how shield formations influenced naval tactics at Actium.
The Legacy of Civil War Shields
Influence on Imperial Legionary Equipment
The civil wars demonstrated that the rectangular scutum was superior in large set-piece battles but cumbersome for skirmishes and sieges. After the wars, the shield design was slowly modified: the curve increased, and the overall size reduced slightly to allow easier mobility. The Augustan legions standardized the scutum with distinctive cohort markings—a direct outcome of lessons learned from fighting fellow Romans. Roman Army Talk discusses the post-civil war standardization of shields in depth.
Archaeological Evidence
Excavations at civil war battle sites—such as Thapsus and Munda—have uncovered shield bosses and fragments. The brass umbo from a shield found near Philippi shows clear signs of weapon impact, including a dent from a gladius. Such finds help historians reconstruct fighting techniques and casualty patterns.
Conclusion: Shields as Instruments of Victory
The use of shields during the Roman Civil Wars was far from static. They were not merely protective equipment but dynamic tools for offense, psychology, logistics, and identity. From the testudo formation at sieges to the shield wall at Pharsalus, the scutum allowed Roman soldiers to adapt to diverse threats. The civil wars accelerated innovation—both in manufacture and tactics—that would shape Roman military doctrine for centuries. Understanding the role of shields offers a granular view of how these battles were won and lost, highlighting the tactical sophistication of ancient armies. In the end, the shield was more than a barrier; it was a symbol of Roman discipline and ingenuity, tested and proven in the crucible of civil conflict.